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TO Kei Ming

杜基明
CE AFT099Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TO Kei Ming (CE number AFT099) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (9)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuntersay Asset Management Limited
獵語資產基金管理有限公司

Licence Record (12)

2026-03-30 – present Current
Huntersay Asset Management Limited RO
RA 4 RA 9
2018-07-12 – 2025-01-21
Asia Cornerstone Asset Management Company Limited RO
RA 9
2018-02-22 – 2018-07-12
Asia Cornerstone Asset Management Company Limited Rep
RA 9
2015-07-20 – 2017-07-31
Channel 8 Wealth Management Limited RO
RA 1
2013-07-25 – 2015-07-15
KGI Asia Limited Rep
RA 1
2013-07-25 – 2015-07-15
KGI Futures (Hong Kong) Limited Rep
RA 2
2012-12-19 – 2013-06-01
Channel 8 Wealth Management Limited Rep
RA 1
2006-10-31 – 2011-10-30
Celestial Securities Limited RO
RA 3
2005-09-23 – 2012-01-07
Celestial Commodities Limited RO
RA 2
2003-04-01 – 2012-01-07
Celestial Securities Limited Rep
RA 1 RA 3 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-09-23
Celestial Commodities Limited Rep
RA 2 RA 5 RA 7 RA 9
2003-04-01 – 2004-03-04
Celestial Finance Limited Rep
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT099