LAU Yue Wah, Brian

劉愉樺

CE AFS902Licensed IndividualResponsible OfficerSFO licence active

LAU Yue Wah, Brian (CE number AFS902) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Victory Securities Company Limited 勝利證券有限公司

Licence Record (8)

2024-11-20 – present Current

Victory Securities Company Limited RO

RA 1 RA 2 RA 4 RA 9

2023-10-24 – 2024-11-20

Victory Securities Company Limited Rep

RA 1 RA 2 RA 4 RA 9

2019-11-28 – 2022-09-30

Enhanced Investment Management Limited RO

RA 4 RA 9

2017-06-16 – 2019-11-28

Enhanced Investment Management Limited Rep

RA 4

2014-06-18 – 2017-01-10

Enhanced Securities Limited Rep

RA 1

2011-08-02 – 2023-09-01

Enhanced Securities Limited RO

RA 1 RA 2

2003-04-01 – 2011-08-01

South China Securities Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2011-08-01

South China Commodities Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS902