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CHU Yat Pang, Terry

朱逸鵬
CE AFS636Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Yat Pang, Terry (CE number AFS636) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHalcyon Capital Limited
鎧盛資本有限公司
RepresentativeHalcyon Securities Limited
鎧盛證劵有限公司

Licence Record (5)

2013-03-22 – present Current
Halcyon Securities Limited Rep
RA 1
2012-12-06 – present Current
Halcyon Capital Limited RO
RA 6
2010-04-30 – 2012-09-29
Haitong International Securities Company Limited Rep
RA 1
2005-12-16 – 2012-09-29
Haitong International Capital Limited RO
RA 6
2003-04-01 – 2005-12-16
Haitong International Capital Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS636