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CHEUNG Wai Shuen

張慧璇
CE AFS613Licensed IndividualSFO licence active
Official SFC record

CHEUNG Wai Shuen (CE number AFS613) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGalaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司

Licence Record (3)

2004-03-24 – present Current
Galaxy Asset Management (H.K.) Limited Rep
RA 4 RA 5 RA 9
2005-05-17 – 2016-08-26
Galaxy Asset Management (H.K.) Limited RO
RA 4 RA 5 RA 9
2003-04-01 – 2003-12-08
Glory Sun Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS613