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YIP Wai Kwok

葉惠國
CE AFS559Licensed IndividualSFO licence active
Official SFC record

YIP Wai Kwok (CE number AFS559) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChong Hing Commodities And Futures Limited
創興商品期貨有限公司
RepresentativeChong Hing Securities Limited
創興證券有限公司

Licence Record (2)

2006-12-15 – present Current
Chong Hing Commodities And Futures Limited Rep
RA 2
2003-04-01 – present Current
Chong Hing Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS559