Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAM Kar Wai

林家偉
CE AFR888Licensed IndividualSFO licence active
Official SFC record

LAM Kar Wai (CE number AFR888) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCCB International Asset Management Limited
建銀國際資產管理有限公司
RepresentativeCCB International Capital Limited
建銀國際金融有限公司
RepresentativeCCB International Securities Limited
建銀國際證券有限公司

Licence Record (6)

2023-08-23 – present Current
CCB International Asset Management Limited Rep
RA 1
2023-08-23 – present Current
CCB International Capital Limited Rep
RA 1
2023-08-23 – present Current
CCB International Securities Limited Rep
RA 1 RA 2
2015-04-27 – 2015-12-22
China Industrial Securities International Brokerage Limited Rep
RA 1
2007-09-12 – 2009-12-31
BOCOM International Securities Limited Rep
RA 1 RA 2
2003-04-01 – 2008-03-03
BOCOM International Holdings Company Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFR888