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LEE Chi Yan, Joanna

李志欣
CE AFR857Licensed IndividualSFO licence active
Official SFC record

LEE Chi Yan, Joanna (CE number AFR857) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司

Licence Record (3)

2010-07-15 – present Current
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2004-11-22 – 2007-04-14
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2004-11-22 – 2007-04-14
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFR857