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CHENG Lai Chu

鄭麗珠
CE AFQ285Licensed IndividualSFO licence active
Official SFC record

CHENG Lai Chu (CE number AFQ285) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCorporate Brokers Limited
協聯證券有限公司
RepresentativeCorporate Commodities Limited
協聯期貨有限公司

Licence Record (4)

2014-09-22 – present Current
Corporate Brokers Limited Rep
RA 1
2014-09-22 – present Current
Corporate Commodities Limited Rep
RA 2
2009-02-18 – 2014-09-13
Tung Shing Futures (Brokers) Limited Rep
RA 2
2003-04-01 – 2014-09-13
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFQ285