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MIKOSH Christopher Louis

CE AFP976Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MIKOSH Christopher Louis (CE number AFP976) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTor Investment Management (Hong Kong) Limited

Licence Record (3)

2012-12-12 – present Current
Tor Investment Management (Hong Kong) Limited RO
RA 1 RA 9
2008-05-21 – 2011-08-08
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2003-04-01 – 2011-08-08
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFP976