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PUI Man, Ada

裴敏
CE AFP973Licensed IndividualSFO licence active
Official SFC record

PUI Man, Ada (CE number AFP973) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (2)

2012-08-02 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2003-04-01 – 2012-07-31
Interchina Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFP973