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LAU Nim Kei

劉念琪
CE AFP825Licensed IndividualSFO licence active
Official SFC record

LAU Nim Kei (CE number AFP825) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSPDB International Capital Limited
浦銀國際融資有限公司

Licence Record (10)

2017-07-20 – present Current
SPDB International Capital Limited Rep
RA 1 RA 6
2017-08-01 – 2022-05-31
SPDB International Capital Limited RO
RA 6
2016-05-19 – 2017-05-20
Minerva Advisory Global Capital Limited RO
RA 6
2010-12-20 – 2015-10-15
CMB International Capital Limited Rep
RA 1 RA 6
2010-10-19 – 2010-11-14
CMB International Securities Limited Rep
RA 1
2010-07-29 – 2010-11-14
CMB International Capital Holdings Corporation Limited Rep
RA 1
2009-05-15 – 2010-06-21
ICBC International Securities Limited Rep
RA 1
2009-05-15 – 2010-06-21
ICBC International Futures Limited Rep
RA 2
2007-05-10 – 2009-05-06
Tung Shing Securities (Brokers) Limited Rep
RA 1
2007-05-10 – 2009-05-06
Tung Shing Futures (Brokers) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFP825