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NG Suet Yeung

吳雪揚
CE AFP578Licensed IndividualSFO licence active
Official SFC record

NG Suet Yeung (CE number AFP578) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEmperor Futures Limited
英皇期貨有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司

Licence Record (4)

2012-03-21 – present Current
Emperor Securities Limited Rep
RA 1
2005-02-03 – present Current
Emperor Futures Limited Rep
RA 2
2004-07-10 – 2005-01-26
Cinda International Futures Limited Rep
RA 2
2003-04-01 – 2004-07-06
Southwest Securities (HK) Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFP578