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WAN Kai Yip

溫啟業
CE AFO638Licensed IndividualSFO licence active
Official SFC record

WAN Kai Yip (CE number AFO638) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHarris Fraser (International) Limited
晉裕環球資產管理有限公司

Licence Record (2)

2011-08-05 – present Current
Harris Fraser (International) Limited Rep
RA 1 RA 4 RA 7 RA 9
2003-04-30 – 2011-05-04
Pegasus Fund Managers Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFO638