FOK Wai Hung

霍偉雄

CE AFN727Licensed IndividualResponsible OfficerSFO licence active

FOK Wai Hung (CE number AFN727) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	I Win Asset Management Limited 一盈資產管理有限公司
Responsible Officer	I Win Securities Limited 一盈證券有限公司

Licence Record (7)

2023-12-13 – present Current

I Win Asset Management Limited RO

RA 4 RA 9

2018-08-06 – present Current

I Win Securities Limited RO

RA 1

2021-03-01 – 2023-12-13

I Win Asset Management Limited Rep

RA 4 RA 9

2018-03-16 – 2018-08-06

I Win Securities Limited Rep

RA 1

2017-07-12 – 2018-03-13

iBest Investment Services Limited Rep

RA 3

2003-04-01 – 2018-03-13

Haitong International Securities Company Limited Rep

RA 1 RA 3 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2018-03-13

Haitong International Futures Limited Rep

RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFN727