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WONG Kam Suen, David

王鑑旋
CE AFN655Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kam Suen, David (CE number AFN655) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVictoria International Asset Management Limited

Licence Record (6)

2022-06-01 – present Current
Victoria International Asset Management Limited RO
RA 4 RA 9
2016-06-06 – 2021-09-30
Asset Management Group Limited Rep
RA 1 RA 4 RA 9
2012-02-08 – 2014-08-25
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2012-02-08 – 2014-08-25
CES Commodities (HK) Limited Rep
RA 2
2012-02-08 – 2014-08-25
CES Forex (HK) Limited Rep
RA 3
2010-12-24 – 2011-04-01
KGI Wealth Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFN655