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TSE Danny Lai Kin

謝禮健
CE AFN289Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Danny Lai Kin (CE number AFN289) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAthena Wealth Management Limited
智富財富管理有限公司
Responsible OfficerMinerva Asset Management Limited
柏諾資產管理有限公司

Licence Record (4)

2022-03-17 – present Current
Minerva Asset Management Limited RO
RA 9
2008-04-25 – present Current
Athena Wealth Management Limited RO
RA 1 RA 4 RA 9
2005-06-08 – 2008-01-18
Global Investment Advisors Limited RO
RA 1 RA 4
2003-04-01 – 2006-02-17
Global Investment Advisors Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFN289