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WONG Suet Kan

黃雪勤
CE AFM440Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Suet Kan (CE number AFM440) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNational Resources Securities Limited
中潤證券有限公司

Licence Record (2)

2008-05-20 – present Current
National Resources Securities Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2008-05-20
National Resources Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFM440