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TO Wai Hung, Anson

杜偉雄
CE AFK975Licensed IndividualSFO licence active
Official SFC record

TO Wai Hung, Anson (CE number AFK975) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHong Kong Asset Management Limited
香港資產管理有限公司

Licence Record (3)

2017-02-03 – present Current
Hong Kong Asset Management Limited Rep
RA 1 RA 4 RA 9
2014-04-28 – 2017-02-03
Target Capital Management Limited Rep
RA 1 RA 4 RA 9
2003-04-01 – 2003-05-02
Mason Securities Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFK975