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PO Kwong Chiu

蒲廣潮
CE AFK747Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PO Kwong Chiu (CE number AFK747) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGrand China Securities Limited
華業證券有限公司

Licence Record (6)

2022-12-20 – present Current
Grand China Securities Limited RO
RA 1 RA 2 RA 4 RA 9
2019-07-16 – 2022-10-31
Quantsmile (HK) Limited RO
RA 9
2017-04-03 – 2019-07-16
Quantsmile (HK) Limited Rep
RA 9
2016-12-08 – 2022-10-31
T G Securities Limited RO
RA 1 RA 2
2016-10-19 – 2016-12-08
T G Securities Limited Rep
RA 1 RA 2
2009-04-27 – 2016-10-03
BOCOM International Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFK747