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LIU Sze Ki, Jacky

廖斯琪
CE AFJ237Licensed IndividualSFO licence active
Official SFC record

LIU Sze Ki, Jacky (CE number AFJ237) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RepresentativeUOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司

Licence Record (4)

2018-10-22 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2018-10-22 – present Current
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2018-10-12
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 9
2003-04-01 – 2003-12-12
DBS Vickers Futures (Hong Kong) Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFJ237