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LAU Wai Mei, Debby

劉惠媚
CE AFI649Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Wai Mei, Debby (CE number AFI649) is an individual licensed by the Hong Kong SFC. First licensed on 2004-03-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Responsible OfficerSoochow Securities International Futures Limited
東吳證券國際期貨有限公司
RepresentativeSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
RepresentativeSoochow Securities International Futures Limited
東吳證券國際期貨有限公司

Licence Record (9)

2021-01-27 – present Current
Soochow Securities International Brokerage Limited Rep
RA 1
2021-01-27 – present Current
Soochow Securities International Futures Limited Rep
RA 2
2017-02-13 – 2020-12-31
SinoPac Securities (Asia) Limited Rep
RA 2 RA 9
2017-02-13 – 2020-12-31
SinoPac Securities (Asia) Limited RO
RA 1
2016-08-19 – 2017-02-12
Tung Shing Securities (Brokers) Limited RO
RA 1
2014-06-11 – 2016-08-19
Tung Shing Securities (Brokers) Limited Rep
RA 1
2014-06-11 – 2017-02-12
Tung Shing Futures (Brokers) Limited Rep
RA 2
2004-03-02 – 2014-06-07
Haitong International Securities Company Limited Rep
RA 1
2004-03-02 – 2014-06-07
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFI649