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CHANG Wan, David

張偉
CE AFH129Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHANG Wan, David (CE number AFH129) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPGIM (Hong Kong) Limited
保德信(香港)有限公司

Licence Record (5)

2024-09-01 – present Current
PGIM (Hong Kong) Limited RO
RA 1 RA 4
2023-10-10 – 2024-08-31
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) RO
RA 1 RA 4
2023-10-09 – 2023-10-10
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) Rep
RA 1 RA 4
2003-11-26 – 2020-09-30
Franklin Templeton Investments (Asia) Limited RO
RA 1 RA 4
2003-04-01 – 2003-11-26
Franklin Templeton Investments (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFH129