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WU Alan

伍德倫
CE AFH037Licensed IndividualSFO licence active
Official SFC record

WU Alan (CE number AFH037) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBFAM Partners (Hong Kong) Limited

Licence Record (6)

2019-07-31 – present Current
BFAM Partners (Hong Kong) Limited Rep
RA 9
2015-06-03 – 2019-05-01
NF Trinity Capital (Hong Kong) Limited Rep
RA 4 RA 9
2011-10-19 – 2015-05-20
Nan Fung Investment Adviser Limited RO
RA 9
2008-09-12 – 2010-05-20
Ge Shang Investment (Hong Kong) Limited Rep
RA 4 RA 9
2006-09-07 – 2008-05-14
KBC Financial Products Hong Kong Limited Rep
RA 1
2005-11-25 – 2006-03-15
Chi Capital Securities Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFH037