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LAM Pui Man, Raymond

林沛文
CE AFG450Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Pui Man, Raymond (CE number AFG450) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Responsible OfficerUOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司

Licence Record (3)

2018-01-09 – present Current
UOB Kay Hian (Hong Kong) Limited RO
RA 1
2018-01-09 – present Current
UOB Kay Hian Futures (Hong Kong) Limited RO
RA 2
2015-07-16 – 2018-01-09
UOB Kay Hian (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFG450