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TRAN Ngoc Truong

陳玉章
CE AFE970Licensed IndividualSFO licence active
Official SFC record

TRAN Ngoc Truong (CE number AFE970) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (2)

2007-01-22 – present Current
CES Commodities (HK) Limited Rep
RA 2
2003-04-01 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFE970