CHAN Kim Ling

陳劍陵

CE AFE208Licensed IndividualResponsible OfficerSFO licence active

CHAN Kim Ling (CE number AFE208) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Nuada Limited 洛爾達有限公司

Licence Record (9)

2013-03-28 – present Current

Nuada Limited RO

RA 6

2010-05-24 – 2013-03-23

Yuanta Securities (Hong Kong) Company Limited RO

RA 6

2010-04-12 – 2010-05-24

Yuanta Securities (Hong Kong) Company Limited Rep

RA 6

2007-04-18 – 2010-04-01

Grand Cathay Securities (Hong Kong) Limited RO

RA 6

2005-10-03 – 2006-04-28

TIS Securities (HK) Limited RO

RA 6

2005-06-24 – 2006-04-28

TIS Securities (HK) Limited Rep

RA 4 RA 6

2004-01-08 – 2005-06-08

KGI Capital Asia Limited RO

RA 4 RA 6

2003-11-25 – 2004-01-08

KGI Capital Asia Limited Rep

RA 6

2003-04-01 – 2003-11-14

Kingston Corporate Finance Limited Rep

RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFE208