WOO Chi Wai

胡志偉

CE AFC530Licensed IndividualSFO licence active

WOO Chi Wai (CE number AFC530) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Axis Capital Management Limited 縱橫資產管理有限公司

Licence Record (13)

2026-08-17 – present Current

Axis Capital Management Limited Rep

RA 4 RA 9

2023-09-07 – 2026-02-27

Broad Fund Management Limited RO

RA 4 RA 9

2022-06-14 – 2023-06-07

Entersys Asset Management Hong Kong Limited RO

RA 4 RA 9

2021-06-17 – 2022-05-23

Sinostar Asset Management Limited RO

RA 4 RA 9

2021-03-23 – 2021-06-17

Sinostar Asset Management Limited Rep

RA 4 RA 9

2018-08-16 – 2021-03-14

Midas Securities Limited RO

RA 1 RA 4 RA 9

2017-10-09 – 2018-06-22

SDHG International Securities Limited RO

RA 1

2017-06-12 – 2017-09-08

Red South Investment Management Limited RO

RA 4 RA 9

2012-09-17 – 2016-07-12

Centaline Wealth Management Limited RO

RA 1 RA 4 RA 9

2012-01-26 – 2013-07-04

Centaline Wealth Management Limited Rep

RA 1 RA 4 RA 9

2011-11-01 – 2016-07-12

Centaline Securities Limited RO

RA 1

2003-04-01 – 2011-10-30

Cinda International Securities Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2010-06-30

Cinda International Investment Consultant Limited Rep

RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFC530