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WATSON Steven Thomas

CE AFA783Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WATSON Steven Thomas (CE number AFA783) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCapital International, Inc.

Licence Record (2)

2014-07-02 – present Current
Capital International, Inc. RO
RA 1 RA 4 RA 9
2004-11-10 – 2014-06-30
Capital Research Company RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFA783