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LIU Kit Ching, Portia

廖潔貞
CE AEZ711Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Kit Ching, Portia (CE number AEZ711) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Angel Fund Management (HK) Company Limited
中國天使基金管理(香港)有限公司
Responsible OfficerChina Sky Securities Limited
中天證券有限公司

Licence Record (5)

2017-11-03 – present Current
China Sky Securities Limited RO
RA 1 RA 4
2017-11-03 – present Current
China Angel Fund Management (HK) Company Limited RO
RA 4 RA 9
2005-11-07 – 2017-04-26
KGI Futures (Hong Kong) Limited Rep
RA 2
2005-06-08 – 2017-04-26
KGI Asia Limited Rep
RA 1
2003-04-01 – 2005-06-02
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEZ711