Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Pak Suet, Elsa

黃白雪
CE AEY493Licensed IndividualResponsible OfficerSFO licence active

WONG Pak Suet, Elsa (CE number AEY493) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Responsible OfficerUOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司

Licence Record (9)

2020-12-08 – present Current
2020-12-08 – present Current
2020-09-30 – 2020-12-08
2017-10-25 – 2020-07-20
2014-01-29 – 2020-07-20
2011-11-09 – 2020-07-20
2005-02-01 – 2017-10-25
2004-12-28 – 2017-10-25