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LAM Hoi Yan, Karen

林藹茵
CE AEY346Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Hoi Yan, Karen (CE number AEY346) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerVision Finance International Company Limited
睿智金融國際有限公司
RepresentativeVision Finance Asset Management Limited
睿智金融資產管理有限公司

Licence Record (6)

2017-12-19 – present Current
Vision Finance Asset Management Limited Rep
RA 4 RA 9
2007-11-29 – present Current
Vision Finance International Company Limited RO
RA 1 RA 6
2006-05-26 – 2008-01-09
Vision Finance (Securities) Limited RO
RA 1
2006-05-26 – 2008-01-01
Vision Finance (Capital) Limited RO
RA 6
2003-07-16 – 2006-04-24
Partners Capital International Limited RO
RA 1 RA 6
2003-04-01 – 2003-07-16
Partners Capital International Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEY346