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WONG Yuk Ming

王玉明
CE AEY116Licensed IndividualSFO licence active
Official SFC record

WONG Yuk Ming (CE number AEY116) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTai Tak Securities (Asia) Limited
大德證券(亞洲)有限公司

Licence Record (5)

2010-10-29 – present Current
Tai Tak Securities (Asia) Limited Rep
RA 1
2010-11-09 – 2011-05-18
OnePlatform Securities Limited Rep
RA 1
2007-06-20 – 2010-10-29
Lai Po Hung & Company Limited Rep
RA 1
2006-11-24 – 2007-06-04
Wo Fung Securities Company Limited Rep
RA 1
2003-04-01 – 2006-05-31
Wing Sang Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEY116