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LAM Wai Hing, Jeffrey

林懷慶
CE AEX179Licensed IndividualSFO licence active
Official SFC record

LAM Wai Hing, Jeffrey (CE number AEX179) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFulbright Futures Limited
富昌期貨有限公司
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (4)

2010-09-16 – present Current
Fulbright Securities Limited Rep
RA 1
2010-09-16 – present Current
Fulbright Futures Limited Rep
RA 2
2003-06-16 – 2010-09-13
SDIC Securities International Financial Holdings Limited Rep
RA 1
2003-04-01 – 2003-06-02
Corporate Brokers Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEX179