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YU Koc Ben, Ben

楊國民
CE AEW933Licensed IndividualSFO licence active
Official SFC record

YU Koc Ben, Ben (CE number AEW933) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCinda International Securities Limited
信達國際證券有限公司

Licence Record (2)

2003-04-01 – present Current
Cinda International Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2025-06-13
Cinda International Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEW933