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LEUNG Man Wai

梁文偉
CE AEU886Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Man Wai (CE number AEU886) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCPLUS ASSET MANAGEMENT LIMITED
柏富資產管理有限公司
Responsible OfficerCPLUS SECURITIES LIMITED
柏富證券有限公司

Licence Record (16)

2022-10-11 – present Current
ACU Asset Management Limited RO
RA 9
2022-03-23 – present Current
ACU Securities Limited RO
RA 1 RA 4
2020-10-28 – 2021-11-30
Seres Asset Management Limited RO
RA 9
2020-09-29 – 2020-10-28
Seres Asset Management Limited Rep
RA 9
2019-11-25 – 2020-07-03
King Sun Securities Limited RO
RA 1 RA 4 RA 9
2019-10-04 – 2019-11-25
King Sun Securities Limited Rep
RA 1 RA 4 RA 9
2018-10-05 – 2019-06-03
China New Securities Limited RO
RA 1 RA 4 RA 9
2017-10-26 – 2018-04-30
Qingchi Asset Management Limited RO
RA 4 RA 9
2017-09-29 – 2017-10-26
Qingchi Asset Management Limited Rep
RA 4 RA 9
2016-09-01 – 2017-05-07
United Zone Investment Limited RO
RA 1 RA 2 RA 4 RA 9
2014-06-06 – 2015-12-08
eFusion Capital Limited RO
RA 4 RA 9
2011-10-26 – 2013-02-28
Triskele Capital Management Limited Rep
RA 4 RA 9
2005-09-22 – 2006-08-01
China Yinsheng International Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2005-09-22 – 2011-05-24
Cape Asset Management Limited Rep
RA 4 RA 5 RA 6 RA 9
2004-04-13 – 2005-09-01
Beevest Securities Limited Rep
RA 4
2003-04-01 – 2004-02-07
CASH Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEU886