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KWOK Tang Hon, Steve

郭騰瀚
CE AEO399Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Tang Hon, Steve (CE number AEO399) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTVC Management Limited

Licence Record (8)

2005-06-13 – present Current
TVC Management Limited RO
RA 4 RA 9
2023-02-27 – 2023-03-30
TVC Management Limited Rep
RA 4 RA 9
2021-02-10 – 2023-01-25
ARTE Capital Management Limited RO
RA 4 RA 9
2019-12-24 – 2020-01-06
Avanta Investment Management Limited Rep
RA 4 RA 9
2017-09-18 – 2018-02-14
Seazen Resources Asset Management Limited Rep
RA 1
2017-06-12 – 2019-09-28
Seazen Resources Asset Management Limited RO
RA 1 RA 4 RA 9
2003-04-25 – 2005-05-23
TIS Securities (HK) Limited RO
RA 4
2003-04-01 – 2020-11-08
Avanta Investment Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEO399