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TSE Ka Kin

謝家健
CE AEO179Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Ka Kin (CE number AEO179) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFulbright Securities Limited
富昌證券有限公司
RepresentativeFulbright Futures Limited
富昌期貨有限公司

Licence Record (4)

2018-06-14 – present Current
Fulbright Securities Limited RO
RA 1
2005-12-14 – present Current
Fulbright Futures Limited Rep
RA 2
2018-06-14 – 2018-11-20
Fulbright Futures Limited RO
RA 2
2003-04-01 – 2018-06-14
Fulbright Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEO179