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WONG Ka Man

黃家文
CE AEK749Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Ka Man (CE number AEK749) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (6)

2010-03-10 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2010-03-10 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 6
2009-03-24 – 2010-03-05
Hai Tong Securities (HK) Brokerage Limited RO
RA 1
2009-03-24 – 2010-03-05
Haitong International Capital (HK) Limited RO
RA 6
2007-02-26 – 2007-08-22
Everbright Securities Global (HK) Limited RO
RA 1 RA 6
2003-04-01 – 2007-02-26
Everbright Securities Global (HK) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEK749