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YAU Chung Tak, Atak

邱重德
CE AEK472Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Chung Tak, Atak (CE number AEK472) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCore Pacific - Yamaichi Asset Management Limited
京華山一資產管理有限公司
Responsible OfficerCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Responsible OfficerCore Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司

Licence Record (16)

2025-05-16 – present Current
Core Pacific - Yamaichi Asset Management Limited RO
RA 9
2016-07-01 – present Current
Core Pacific - Yamaichi International (H.K.) Limited RO
RA 1 RA 4
2014-05-12 – present Current
Core Pacific-Yamaichi Futures (H.K.) Limited RO
RA 2
2020-09-30 – 2025-05-16
Core Pacific - Yamaichi Asset Management Limited Rep
RA 9
2014-05-12 – 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited RO
RA 1 RA 4
2014-05-12 – 2016-06-30
Core Pacific-Yamaichi Securities (H.K.) Limited RO
RA 1
2011-12-05 – 2014-03-04
RHB Securities Hong Kong Limited RO
RA 1 RA 4
2011-12-05 – 2014-03-04
RHB Futures Hong Kong Limited RO
RA 2
2006-07-24 – 2011-11-10
KGI Asia Limited RO
RA 1
2006-07-24 – 2011-11-10
KGI Securities (Hong Kong) Limited RO
RA 1
2006-07-24 – 2011-11-10
KGI Futures (Hong Kong) Limited RO
RA 2 RA 5
2006-04-11 – 2011-11-10
KGI Asia Limited Rep
RA 1 RA 4
2006-04-11 – 2011-11-10
KGI Securities (Hong Kong) Limited Rep
RA 1 RA 4
2006-04-11 – 2006-07-24
KGI Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2006-04-01
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2006-04-01
Phillip Commodities (HK) Limited Rep
RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEK472