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LEGRAND Philippe Herve Marc

CE AEK110Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEGRAND Philippe Herve Marc (CE number AEK110) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLCA Solutions Limited

Licence Record (2)

2010-07-30 – present Current
LCA Solutions Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2003-04-30
Sarasin Rabo Investment Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEK110