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NGAN Wai Wing

顏偉榮
CE AEJ476Licensed IndividualSFO licence active
Official SFC record

NGAN Wai Wing (CE number AEJ476) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePhillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司

Licence Record (2)

2003-04-01 – present Current
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2010-03-09
Phillip Commodities (HK) Limited Rep
RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEJ476