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YAU Shun Tin

游順典
CE AEJ344Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Shun Tin (CE number AEJ344) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNew Region Securities Company Limited
恒盛證券有限公司

Licence Record (2)

2008-02-15 – present Current
New Region Securities Company Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2008-02-15
New Region Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEJ344