YIP Chi Shing, Gerald

葉志誠

CE AEJ197Licensed IndividualResponsible OfficerSFO licence active

YIP Chi Shing, Gerald (CE number AEJ197) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Forthright Securities Company Limited 方德證券有限公司
Representative	Forthright Securities Company Limited 方德證券有限公司

Licence Record (4)

2018-02-26 – present Current

Forthright Securities Company Limited Rep

RA 2 RA 4 RA 5

2016-10-06 – present Current

Forthright Securities Company Limited RO

RA 1 RA 4

2006-10-25 – 2014-07-11

ABN AMRO Financial Products Limited RO

RA 1

2003-04-01 – 2003-08-15

M & A Securities (HK) Limited RO

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEJ197