YIU Ho Yin

姚浩然

CE AEI004Licensed IndividualResponsible OfficerSFO licence active

YIU Ho Yin (CE number AEI004) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Hantec Wealth Management Company Limited 亨達財富管理有限公司
Representative	Hantec Securities Co. Limited 亨達證券有限公司

Licence Record (12)

2023-02-01 – present Current

Hantec Wealth Management Company Limited RO

RA 4 RA 9

2022-10-03 – present Current

Hantec Securities Co. Limited Rep

RA 1

2022-10-03 – 2023-02-01

Hantec Wealth Management Company Limited Rep

RA 4 RA 9

2009-03-27 – 2022-08-16

CASH Wealth Management Limited RO

RA 4 RA 9

2006-06-22 – 2022-08-16

CASH Asset Management Limited RO

RA 9

2006-04-25 – 2022-08-16

Celestial Securities Limited Rep

RA 1

2006-04-25 – 2006-06-22

CASH Asset Management Limited Rep

RA 9

2005-07-08 – 2006-04-18

China Rich Asset Management Limited RO

RA 4

2005-07-05 – 2006-04-18

Wings Securities (HK) Limited Rep

RA 1

2005-07-05 – 2006-04-18

China Rich Asset Management Limited Rep

RA 4 RA 9

2003-12-03 – 2005-07-04

Hing Wong Securities Limited Rep

RA 1 RA 4

2003-04-01 – 2003-11-10

Kingsway Financial Services Group Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEI004