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LI Sze Man, Karen

李思敏
CE AEG309Licensed IndividualSFO licence active
Official SFC record

LI Sze Man, Karen (CE number AEG309) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-23. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (1)

2007-11-23 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEG309