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SUM Ming Kit

沈明傑
CE AED732Licensed IndividualSFO licence active
Official SFC record

SUM Ming Kit (CE number AED732) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDT Securities & Futures Co. Limited
大田證券期貨有限公司

Licence Record (10)

2019-08-21 – present Current
DT Securities & Futures Co. Limited Rep
RA 1
2014-01-17 – 2019-08-07
Fulbright Securities Limited Rep
RA 1
2009-05-05 – 2011-10-31
CSC Securities (HK) Limited Rep
RA 1
2008-09-10 – 2009-05-01
Metro Capital Securities Limited Rep
RA 1
2007-06-21 – 2008-08-22
Anuenue Securities Limited Rep
RA 1
2006-09-18 – 2007-06-08
Hou Tak Securities Limited Rep
RA 1
2003-11-18 – 2004-03-26
Open Securities Limited Rep
RA 1
2003-08-21 – 2006-09-11
Corporate Brokers Limited Rep
RA 1
2003-04-01 – 2003-06-16
Chow Sang Sang Securities (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2003-06-16
Chow Sang Sang Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AED732