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CHAN Yiu Kwong

陳耀光

CE AED596Licensed IndividualResponsible OfficerSFO licence active

Official SFC record

CHAN Yiu Kwong (CE number AED596) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Modern Innovative Asset Management Limited 新質資產管理有限公司
Responsible Officer	Modern Innovative Securities Limited 新質證券有限公司

Licence Record (30)

2021-01-26 – present Current

Modern Innovative Asset Management Limited RO

2020-11-26 – present Current

Modern Innovative Securities Limited RO

2026-02-25 – 2026-03-24

Modern Innovative Asset Management Limited Rep

2025-01-13 – 2026-01-04

LUPU (Hong Kong) Limited RO

2024-01-18 – 2025-01-01

Victoria Harbour International Financial Holdings Limited RO

2024-01-03 – 2024-01-18

Victoria Harbour International Financial Holdings Limited Rep

2023-02-20 – 2023-10-13

Raising International Securities Limited RO

2022-05-30 – 2023-01-17

Invision Asset Management International Limited RO

2020-09-11 – 2026-03-24

Modern Innovative Securities Limited Rep

2019-09-24 – 2020-08-03

Marketsense Asset Management Limited Rep

2017-10-19 – 2020-08-03

Marketsense Securities Limited RO

2016-07-27 – 2016-12-01

Partners Capital Securities Limited RO

2016-07-11 – 2016-07-27

Partners Capital Securities Limited Rep

2015-09-04 – 2016-06-17

Orient Securities (Hong Kong) Limited RO

2015-09-04 – 2016-06-17

Orient Futures (Hong Kong) Limited RO

2015-07-24 – 2015-09-04

Orient Securities (Hong Kong) Limited Rep

2015-07-24 – 2015-09-04

Orient Futures (Hong Kong) Limited Rep

2014-02-11 – 2015-06-01

Future Growth Asset Management Limited Rep

2013-01-09 – 2015-06-01

Future Growth Financial Services Limited RO

2012-07-30 – 2013-01-05

Imperium International Securities Limited RO

2010-12-29 – 2012-04-12

ICBC International Securities Limited RO

2009-06-02 – 2012-04-12

ICBC International Futures Limited RO

2009-05-07 – 2010-12-29

ICBC International Futures Limited Rep

2009-04-06 – 2010-12-29

ICBC International Securities Limited Rep

2006-05-03 – 2009-03-01

Tung Shing Securities (Brokers) Limited Rep

2006-05-03 – 2009-03-01

Tung Shing Futures (Brokers) Limited Rep

2003-04-01 – 2006-04-24

KGI Asia Limited Rep

RA 1 RA 4 RA 6 RA 9

2003-04-01 – 2006-04-24

KGI Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2006-04-24

KGI Futures (Hong Kong) Limited Rep

2003-04-01 – 2004-06-03

Aisance Asset Management Limited Rep