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SUI Ming Fai

蕭明輝
CE AEA210Licensed IndividualResponsible OfficerSFO licence active

SUI Ming Fai (CE number AEA210) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerLuk Fook Asset Management (HK) Limited
六福資產管理(香港)有限公司
Responsible OfficerLuk Fook Futures (HK) Limited
六福期貨(香港)有限公司
Responsible OfficerLuk Fook Securities (HK) Limited
六福證券(香港)有限公司

Licence Record (10)

2017-01-04 – present Current
2011-12-05 – present Current
2011-11-15 – present Current
2024-04-05 – 2024-08-09
2007-02-21 – 2011-10-31
2007-02-21 – 2011-10-31
2005-10-20 – 2007-02-21
2005-09-01 – 2007-02-21
2003-04-01 – 2005-08-31