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LAI Chung Cheong

黎仲昌
CE ADZ903Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Chung Cheong (CE number ADZ903) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCORNERSTONE ASSET MANAGEMENT LIMITED
基石資產管理有限公司
Responsible OfficerCornerstone Securities Limited
基石證券有限公司

Licence Record (17)

2021-08-31 – present Current
CORNERSTONE ASSET MANAGEMENT LIMITED RO
RA 9
2021-02-08 – present Current
Cornerstone Securities Limited RO
RA 1 RA 4
2021-08-03 – 2021-08-31
CORNERSTONE ASSET MANAGEMENT LIMITED Rep
RA 9
2017-04-26 – 2019-04-03
Rakuten Securities Hong Kong Limited RO
RA 3
2017-03-28 – 2017-04-26
Rakuten Securities Hong Kong Limited Rep
RA 3
2015-08-18 – 2016-11-28
ADS Securities Hong Kong Limited RO
RA 1 RA 2 RA 3
2015-07-03 – 2015-08-18
ADS Securities Hong Kong Limited Rep
RA 3
2013-01-10 – 2015-05-21
Saxo Capital Markets HK Limited RO
RA 1 RA 2
2012-12-11 – 2015-05-21
Saxo Capital Markets HK Limited Rep
RA 1 RA 2 RA 3
2010-04-26 – 2012-11-30
Great Lakes Hong Kong Limited RO
RA 2
2009-08-10 – 2010-01-22
T.F.S. Derivatives HK Limited Rep
RA 1 RA 2
2008-10-13 – 2009-06-15
SG Asset Finance (Hong Kong) Limited Rep
RA 1 RA 2
2008-10-13 – 2009-06-15
Newedge Broker Hong Kong Limited Rep
RA 2
2005-05-12 – 2009-06-15
Newedge Broker Limited Rep
RA 1 RA 2 RA 7
2003-04-01 – 2004-02-02
Public Financial Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2004-02-02
Public Pacific Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2003-10-31
Public Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADZ903