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CHEONG Fung Nean

鍾豐年
CE ADZ294Licensed IndividualSFO licence active
Official SFC record

CHEONG Fung Nean (CE number ADZ294) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司

Licence Record (4)

2021-11-26 – present Current
Shanggu Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2009-03-13 – 2018-11-17
CES Forex (HK) Limited Rep
RA 3
2004-02-23 – 2018-11-17
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2004-02-23 – 2018-11-17
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADZ294